-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HxqLfl8fB7orfhR2XmjfwgnXE48g+04f41GMMSfrd7fwszi0HPRtkC/S2qKVIkOf afAwpIt/M7EaFsjp1R/58w== 0001193125-09-108670.txt : 20090512 0001193125-09-108670.hdr.sgml : 20090512 20090512171238 ACCESSION NUMBER: 0001193125-09-108670 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090512 DATE AS OF CHANGE: 20090512 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Stream Global Services, Inc. CENTRAL INDEX KEY: 0001405287 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HELP SUPPLY SERVICES [7363] IRS NUMBER: 260420454 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-83214 FILM NUMBER: 09819680 BUSINESS ADDRESS: STREET 1: 20 WILLIAMS STREET STREET 2: SUITE 310 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 781-304-1800 MAIL ADDRESS: STREET 1: 20 WILLIAMS STREET STREET 2: SUITE 310 CITY: WELLESLEY STATE: MA ZIP: 02481 FORMER COMPANY: FORMER CONFORMED NAME: Global BPO Services Corp DATE OF NAME CHANGE: 20070702 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Brookside Capital Trading Fund, L.P. CENTRAL INDEX KEY: 0001461875 IRS NUMBER: 264233731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: C/O BROOKSIDE CAPITAL, LLC STREET 2: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-516-2000 MAIL ADDRESS: STREET 1: C/O BROOKSIDE CAPITAL, LLC STREET 2: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 SC 13D 1 dsc13d.htm SCHEDULE 13D Schedule 13D

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

SCHEDULE 13D

 

(Rule 13d-101. Information to be Included in Statements Filed Pursuant to § 240.13d-1 (a) and Amendments

Thereto Filed Pursuant to § 240.13d-2(a))

 

Under the Securities Exchange Act of 1934

(Amendment No.         )*

 

 

 

 

STREAM GLOBAL SERVICES, INC

(Name of Issuer)

 

 

UNIT 10/17/2011

(Title of Class of Securities)

 

 

86323M209

(CUSIP Number)

 

 

Brookside Capital Trading Fund, L.P.**

111 Huntington Avenue

Boston, MA 02199 617-516-2000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

10/17/2007

(Date of Event Which Requires Filing of This Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box.    ¨

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

** On April 1, 2009, substantially all of the assets, including this entry, of Brookside Capital Partners Fund, L.P., were transferred to Brookside Capital Trading Fund, L.P., pursuant to an internal reorganization.


    Rule 13d-101

CUSIP No. 86323M209

  13D   Page 2 of 5
  1.  

Names of Reporting Persons

 

            Brookside Capital Trading Fund, L.P.

            EIN No.: 26-4233731

   
  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  x

   
  3.  

SEC Use Only

 

   
  4.  

Source of Funds

 

            OO

   
  5.  

Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e)

 

 

¨

 

 

  6.  

Citizenship of Place of Organization

 

            Delaware

   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

 

  7.    Sole Voting Power

 

            2,500,000 Shares

 

  8.    Shared Voting Power

 

            0

 

  9.    Sole Dispositive Power

 

            2,500,000 Shares

 

  10.    Shared Dispositive Power

 

            0

  11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            2,500,000 Shares

   
12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

 

 

¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

            23.36%*

   
14.  

Type of Reporting Person

 

            PN- Partnership

   

 

* Percentage is calculated using as the numerator, the 1,250,000 shares of Common Stock held by the Reporting Person plus warrants to purchase 1,250,000 shares of Common Stock held by the Reporting Person, and as the denominator, 9,451,753 shares of Common Stock outstanding, plus the warrants to purchase 1,250,000 shares of Common Stock held by the Reporting Person.

 

2


Item 1.  

Security and Issuer

     
  This statement on Schedule 13D relates to Units 1/17/2011 of Stream Global Services, Inc. (the “Company”). The address of the principal executive office of the Company is 20 Williams Street, Suite 310, Wellesley, MA, 02481.      
Item 2.  

Identity and Background

     
 

(a)

   This statement is being filed by Brookside Capital Trading Fund, L.P., a Delaware limited partnership, (the “Trading Fund”). Brookside Capital Investors II, L.P., a Delaware limited partnership (“BCI-LP”) is the sole general partner of the Trading Fund. Brookside Capital Management, LLC, a Delaware limited liability company (“Brookside Management”), is the sole general partner of BCI-LP. Mr. Domenic J. Ferrante is the sole managing member of Brookside Management.      
 

(b)

   The principal business address of the Trading Fund, BCI-LP and Brookside Management is 111 Huntington Avenue, Boston, Massachusetts 02199.      
 

(c)

   The Trading Fund is principally engaged in the business of investment in securities.      
 

(d)-(e)

   During the last five years none of the Trading Fund, BCI-LP, nor Brookside Management have been (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or (ii) a party to any civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.      
Item 3.   Source and Amount of Funds or Other Consideration   
  The purchase of Units 10/17/2011 was financed with cash on hand from contributions of partners of the Trading Fund. All such contributions were in the ordinary course and pursuant to investor commitments to the Trading Fund.      

 

3


Item 4.    Purpose of Transaction      
   The Trading Fund has acquired the Units 10/17/2001 reported in Item 5, and currently holds such stock and warrants, for investment purposes.      
Item 5.    Interest in Securities of the Issuer   
   (a)    As of the close of business on May 11, 2009, the Trading Fund owned 1,250,000 shares of the Common Stock of the Company plus warrants to purchase 1,250,000 shares of Common Stock, representing, in the aggregate, 23.36% shares of the Company’s Common Stock. The percentage of Common Stock held by the Trading Fund is based on 9,451,753 shares of Common Stock of the Company outstanding (the “Outstanding Shares”) as of April 27, 2009 based on the Company Form 10-Q for the period ended March 31, 2009.*      
   (b)    (i)    Sole power to vote or to direct the vote:      
         Trading Fund 2,500,000      
      (ii)    Shared power to vote or to direct the vote:      
         Trading Fund 0      
         Sole power to dispose or to direct the disposition of:      
         Trading Fund 2,500,000      
         Shared power to dispose or to direct the disposition of:      
         Trading Fund 0      
   (c)    Not Applicable.      
   (d)    Not applicable.      
   (e)    Not applicable.      
Item 6.    Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Company      
   Not applicable.      
Item 7.    Material to be Filed as Exhibits
   Not applicable.

 

* Percentage is calculated using as the numerator, the 1,250,000 shares of Common Stock held by the Reporting Person plus warrants to purchase 1,250,000 shares of Common Stock held by the Reporting Person, and as the denominator, 9,451,753 shares of Common Stock outstanding, plus the warrants to purchase 1,250,000 shares of Common Stock held by the Reporting Person.

 

4


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: May 12, 2009

 

Brookside Capital Trading Fund, L.P.
By:  

/s/ Domenic J. Ferrante

Name:   Domenic J. Ferrante
Title:   Managing Director

 

5

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